Draft status: These letters are first-contact templates, not offers, contracts, escrow instructions or legal opinions. Noble Financial Advisory Group Ltd is presented as newly incorporated in England and Wales; its official Companies House record remains authoritative. The Swiss AG remains a separate development project. UK and Swiss counsel must approve transaction documents, investor classification, fee wording and regulatory statements before circulation. No payment is requested by these drafts.
Initial planning target
CHF 10-25 million
Counterparties
1-3 professional anchor investors
Release rule
Only after all closing conditions
Indicative fee
2% institutional / 3% qualified private
1. Placement Agent Mandate Enquiry
Dear Mandate Team,
Noble Financial Advisory Group Ltd has been newly incorporated with its registered office at 128 City Road, London, EC1V 2NX, United Kingdom. The company is developing a separate Swiss AG structure in the Canton of Zug.
We are seeking a compliant route to approach professional and institutional investors for an initial Swiss escrow-based anchor round. The proposed perimeter is deliberately conservative:
- London operating company incorporated, subject to verification against the official Companies House record;
- Revolut Business identified as the business banking provider, with account instructions kept outside public correspondence;
- Swiss AG formation as the second phase, targeting 4-8 weeks after a complete formation file without timing guarantee;
- no public offering or retail solicitation;
- no token sale, fund pooling or client asset management;
- investor funds held only under an independent Swiss escrow agreement before closing;
- release only after Commercial Register entry, Swiss business-account opening, completed KYC/AML, final investment documents, written legal clearance and board ratification;
- use of proceeds limited to the company's own operating, technology, legal, compliance, custody and strategic-inventory activities.
The initial planning target is CHF 10-25 million from one to three professional anchor investors. A later CHF 50-100 million institutional equity or convertible round may be considered only after incorporation and legal, regulatory, banking and custody clearance.
Indicative subscription economics for review: 100% of the base commitment remains protected escrow capital. A separately documented structure fee may be 2% for institutional investors and 3% for qualified private investors, subject to Swiss counsel, tax treatment, invoice wording and escrow-provider confirmation.
Please confirm whether this mandate is within your scope and which documents you require for an initial review.
Kind regards,
Knut Robert de la Schumann
Noble Financial Advisory Group Ltd
administrator@noble-financial-advisory-group.com
2. Qualified Investor Introduction
Dear Investment Committee,
I am contacting you regarding an institutional anchor opportunity being prepared through Noble Financial Advisory Group Ltd, newly incorporated in England and Wales, together with a separate Swiss AG development in the Canton of Zug.
This communication is not a public offering and is not addressed to retail investors. Any participation is subject to professional-investor qualification, KYC/AML review and Swiss legal confirmation.
The proposed structure provides for documented commitments before incorporation, payment only into independent Swiss escrow, no free disposal before closing, release only after AG registration, Swiss business-account opening, final agreements and board approval, and contractual refund if the closing conditions are not met by the long-stop date.
The initial planning target is CHF 10-25 million. The post-incorporation instrument may be equity, share premium or a convertible loan, subject to final Swiss legal and tax review. Proceeds would support the company's own legal, compliance, banking, custody, technology, institutional-reporting and limited strategic-inventory programme.
Indicative fee schedule for review: 100% of the base commitment remains escrow capital; institutional investors may be charged a separately documented 2% subscription fee, while qualified private investors may be charged 3%. The final fee wording, tax treatment, invoice recipient and escrow split must be confirmed by Swiss counsel and the escrow provider.
An NDA, investor qualification statement, concise teaser and draft escrow term sheet can be provided for professional review.
Kind regards,
Knut Robert de la Schumann
Noble Financial Advisory Group Ltd
administrator@noble-financial-advisory-group.com
3. Anfrage an Schweizer Escrow-Anbieter
Sehr geehrte Damen und Herren,
ich bereite die Gründung der Noble Financial Advisory Group AG mit künftigem Sitz im Kanton Zug vor und benötige eine unabhängige Schweizer Escrow-/Treuhandlösung für institutionelle Investorenzusagen.
Geplant sind ausschließlich professionelle oder institutionelle Investoren, keine öffentliche Zeichnung, keine Retail-Investoren, keine Token-Ausgabe, keine kollektive Kapitalanlage und keine Vermögensverwaltung für Dritte. Vor Closing soll keine freie Verfügung über Investorengelder bestehen.
Vorgesehene Freigabebedingungen sind:
- Eintragung der AG und Wirksamkeit gegenüber Dritten;
- Eröffnung des Schweizer Geschäftskontos;
- abgeschlossene KYC-/AML- und Sanktionsprüfung;
- final unterzeichnetes Subscription oder Convertible Loan Agreement;
- Verwaltungsratsbeschluss;
- schriftliche regulatorische Beurteilung durch Schweizer Rechtsberater;
- keine entgegenstehenden FINMA-, FIDLEG-, FINIG-, KAG- oder BankG-Anforderungen.
Bitte pruefen Sie zusaetzlich, ob der Escrow-Vertrag einen getrennten Zahlungseingang abbilden kann: 100% Basiskapital bleiben blockiert, waehrend ein gesondert vereinbarter Ausgabeaufschlag von 2% fuer institutionelle Investoren bzw. 3% fuer qualifizierte private Investoren nur nach schriftlicher Fee Instruction, Rechnung und regulatorischer Pruefung an das benannte Kostenkonto weitergeleitet werden darf.
Bei Nichterfüllung bis zum Long-Stop-Date soll die Rückzahlung gemäß Escrow-Vertrag erfolgen, ohne Rendite-, Zins- oder Gewinnversprechen.
Bitte teilen Sie mit, ob Sie eine solche Struktur prüfen, welche Unterlagen erforderlich sind, ob Volumen ab CHF 10 Mio. möglich sind und welche Kosten sowie Bearbeitungsfristen gelten.
Kind regards,
Knut Robert de la Schumann
Noble Financial Advisory Group Ltd
administrator@noble-financial-advisory-group.com
4. Closing Checklist
- London registered-office authority, company name, directors, shareholders, PSC information, memorandum, articles and statement of capital are complete.
- The UK incorporation particulars are verified against Companies House and the Revolut Business relationship remains subject to ongoing eligibility and compliance review.
- Swiss counsel confirms entity, placement, prospectus, licensing, AML and tax perimeter.
- Name, registered office, articles, founder, board and Swiss-resident representation are finalized.
- Capital contribution account is opened for statutory share capital.
- Independent escrow provider completes its own onboarding and approves the agreement.
- Investor qualification, beneficial ownership, sanctions, source of funds and proof of funds are complete.
- NDA, term sheet, subscription or convertible agreement and escrow agreement are executed.
- AG is notarized, filed, published and verified in official records.
- Swiss operating bank account is opened.
- Board ratifies the financing and permitted use of proceeds.
- Escrow agent releases or refunds strictly under the signed agreement.